SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Delos Capital Management, LP

(Last) (First) (Middle)
120 FIFTH AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10011

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/21/2020
3. Issuer Name and Ticker or Trading Symbol
Exela Technologies, Inc. [ XELA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 14,869,360 I See footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Preferred Stock (2) (2) Common Stock 615,888 (2) I See footnote(1)
1. Name and Address of Reporting Person*
Delos Capital Management, LP

(Last) (First) (Middle)
120 FIFTH AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10011

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Delos Investment Fund, LP

(Last) (First) (Middle)
120 FIFTH AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10011

(City) (State) (Zip)
1. Name and Address of Reporting Person*
CONSTANTINO MATTHEW

(Last) (First) (Middle)
120 FIFTH AVENUE, 3RD FLOOR

(Street)
NEW YORK NY 10011

(City) (State) (Zip)
Explanation of Responses:
1. The securities are directly held by Delos Investment Fund, LP (the "Fund"). Delos Capital Management, LP (the "Advisor") serves as the investment manager of the Fund. Matthew Constantino is the managing member of the general partner of the Advisor. Each of Matthew Constantino and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Matthew Constantino or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
2. The preferred stock is currently convertible by the Fund.
Remarks:
/s/ Matthew Constantino - for Delos Capital Management, LP, By: Delos Capital LLC, its General Partner, By: Matthew Constantino, its Managing Member 03/02/2020
/s/ Matthew Constantino - for Delos Investment Fund, LP, By: Delos Fund GP, LLC, its General Partner, By: Matthew Constantino, its Managing Member 03/02/2020
/s/ Matthew Constantino 03/02/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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